Wednesday, January 29, 2020

 


Euro Fx/Malaysian Ringgit
(FOREX: ^EURMYR) Add to Watchlist
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-0.0053 (-0.12%)
as of Jan 28, 2020

Last 4.4885
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Volume 1
Avg Volume 1

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First Trust Advisors L.P. Announces Distributions for Exchange-Traded Funds

First Trust Advisors L.P. ("FTA") announces the declaration of distributions for 136 exchange-traded funds (each a "Fund," collectively, the "Funds") advised by FTA.

The following dates apply to today's distribution declarations:

Expected Ex-Dividend Date: December 13, 2019
Record Date:               December 16, 2019
Payable Date:              December 31, 2019
Ticker  Exchange  Exchange Fund Name                                                          Fund Name                                                           Frequency Frequency   Ordinary      Short-Term           Short-Term            Long-Term            Long-Term             Special              Special
                                                                                                                                                                                                            Income      Capital Gain         Capital Gain         Capital Gain         Capital Gain         Distribution         Distribution
                                                                                                                                                                                                           Per Share      Per Share            Per Share            Per Share            Per Share            Per Share            Per Share
                                                                                                                                                                                                            Amount         Amount               Amount               Amount               Amount               Amount               Amount
------ --------- --------- ------------------------------------------------------------------ ------------------------------------------------------------------ --------- ---------                      --------- -------------------- -------------------- -------------------- -------------------- -------------------- --------------------
                                                                                                 
ACTIVELY MANAGED EXCHANGE-TRADED FUNDS                                                                                                                                                                                         
                                                                                                                                                                                                            
First Trust Exchange-Traded Fund III                                                                                                                                                                                           
FCAL     Nasdaq    Nasdaq  First Trust California Municipal High Income ETF                   First Trust California Municipal High Income ETF                     Monthly   Monthly     $0.1000            
FEMB     Nasdaq    Nasdaq  First Trust Emerging Markets Local Currency Bond ETF               First Trust Emerging Markets Local Currency Bond ETF                 Monthly   Monthly     $0.1791            
FMB      Nasdaq    Nasdaq  First Trust Managed Municipal ETF                                  First Trust Managed Municipal ETF                                    Monthly   Monthly     $0.1050            
FMHI     Nasdaq    Nasdaq  First Trust Municipal High Income ETF                              First Trust Municipal High Income ETF                                Monthly   Monthly     $0.1450            
FPE     NYSE Arca NYSE ArcaFirst Trust Preferred Securities and Income ETF                    First Trust Preferred Securities and Income ETF                      Monthly   Monthly     $0.0962            
FPEI    NYSE Arca NYSE ArcaFirst Trust Institutional Preferred Securities and Income ETF      First Trust Institutional Preferred Securities and Income ETF        Monthly   Monthly     $0.0827            
FSMB    NYSE Arca NYSE ArcaFirst Trust Short Duration Managed Municipal ETF                   First Trust Short Duration Managed Municipal ETF                     Monthly   Monthly     $0.0370            
FTLS    NYSE Arca NYSE ArcaFirst Trust Long/Short Equity ETF                                  First Trust Long/Short Equity ETF                                   Quarterly Quarterly    $0.0470            
FUMB    NYSE Arca NYSE ArcaFirst Trust Ultra Short Duration Municipal ETF                     First Trust Ultra Short Duration Municipal ETF                       Monthly   Monthly     $0.0210            
HDMV    NYSE Arca NYSE ArcaFirst Trust Horizon Managed Volatility Developed International ETF First Trust Horizon Managed Volatility Developed International ETF  Quarterly Quarterly    $0.4265            
HUSV    NYSE Arca NYSE ArcaFirst Trust Horizon Managed Volatility Domestic ETF                First Trust Horizon Managed Volatility Domestic ETF                 Quarterly Quarterly    $0.1162            
RFAP     Nasdaq    Nasdaq  First Trust RiverFront Dynamic Asia Pacific ETF                    First Trust RiverFront Dynamic Asia Pacific ETF                     Quarterly Quarterly    $0.6879            
RFDI     Nasdaq    Nasdaq  First Trust RiverFront Dynamic Developed International ETF         First Trust RiverFront Dynamic Developed International ETF          Quarterly Quarterly    $0.3857            
RFEM     Nasdaq    Nasdaq  First Trust RiverFront Dynamic Emerging Markets ETF                First Trust RiverFront Dynamic Emerging Markets ETF                 Quarterly Quarterly    $1.3439            
RFEU     Nasdaq    Nasdaq  First Trust RiverFront Dynamic Europe ETF                          First Trust RiverFront Dynamic Europe ETF                           Quarterly Quarterly    $0.2916            
First Trust Exchange-Traded Fund IV                                                                                                                                                                                            
ECLN    NYSE Arca NYSE ArcaFirst Trust EIP Carbon Impact ETF                                  First Trust EIP Carbon Impact ETF                                   Quarterly Quarterly    $0.1500            
EMLP    NYSE Arca NYSE ArcaFirst Trust North American Energy Infrastructure Fund              First Trust North American Energy Infrastructure Fund               Quarterly Quarterly    $0.2595            
FCVT     Nasdaq    Nasdaq  First Trust SSI Strategic Convertible Securities ETF               First Trust SSI Strategic Convertible Securities ETF                 Monthly   Monthly     $0.0901            
FDIV     Nasdaq    Nasdaq  First Trust Strategic Income ETF                                   First Trust Strategic Income ETF                                     Monthly   Monthly     $0.1750            
FTSL     Nasdaq    Nasdaq  First Trust Senior Loan Fund                                       First Trust Senior Loan Fund                                         Monthly   Monthly     $0.1550            
HYLS     Nasdaq    Nasdaq  First Trust Tactical High Yield ETF                                First Trust Tactical High Yield ETF                                  Monthly   Monthly     $0.1880            
LGOV    NYSE Arca NYSE ArcaFirst Trust Long Duration Opportunities ETF                        First Trust Long Duration Opportunities ETF                          Monthly   Monthly     $0.0800                      $0.2100              $0.2100
LMBS     Nasdaq    Nasdaq  First Trust Low Duration Opportunities ETF                         First Trust Low Duration Opportunities ETF                           Monthly   Monthly     $0.1000
Ticker  Exchange  Exchange Fund Name                                                                 Fund Name                                                                  Frequency Frequency   Ordinary        Short-Term              Long-Term                     Special             
                                                                                                                                                                                                                          Income                           Capital Gain                              Capital Gain                                    Distribution
                                                                                                                                                                                                                         Per Share                           Per Share                                 Per Share                                       Per Share
                                                                                                                                                                                                                          Amount                              Amount                                    Amount                                          Amount
------ --------- --------- ------------------------------------------------------------------------- ------------------------------------------------------------------------- --------- ---------                      ---------                      --------------------                      --------------------                      ------------------------------
                                                                                                                                                                                                                            
First Trust Exchange-Traded Fund V                                                                                                                                                                                                                   
FMF     NYSE Arca NYSE ArcaFirst Trust Managed Futures Strategy Fund                                 First Trust Managed Futures Strategy Fund                                  Quarterly Quarterly    $0.4493                    
                                                                                                                                                                                                                                  
First Trust Exchange-Traded Fund VI                                                                                                                                                                                                                  
FTHI     Nasdaq    Nasdaq  First Trust BuyWrite Income ETF                                           First Trust BuyWrite Income ETF                                             Monthly   Monthly     $0.0800                    
FTLB     Nasdaq    Nasdaq  First Trust Hedged BuyWrite Income ETF                                    First Trust Hedged BuyWrite Income ETF                                      Monthly   Monthly     $0.0550                    
                                                                                                                                                                                                                                  
First Trust Exchange-Traded Fund VII                                                                                                                                                                                                                 
FAAR     Nasdaq    Nasdaq  First Trust Alternative Absolute Return Strategy ETF                      First Trust Alternative Absolute Return Strategy ETF                       Quarterly Quarterly    $0.2647                    
FTGC     Nasdaq    Nasdaq  First Trust Global Tactical Commodity Strategy Fund                       First Trust Global Tactical Commodity Strategy Fund                        Quarterly Quarterly    $0.1538                    
                                                                                                                                                                                                                                  
First Trust Exchange-Traded Fund VIII                                                                                                                                                                                                                
ERM     NYSE Arca NYSE ArcaEquityCompass Risk Manager ETF                                            EquityCompass Risk Manager ETF                                             Quarterly Quarterly    $0.1397                    
FIXD     Nasdaq    Nasdaq  First Trust TCW Opportunistic Fixed Income ETF                            First Trust TCW Opportunistic Fixed Income ETF                              Monthly   Monthly     $0.1200                $0.5362                $0.0599            
LDSF     Nasdaq    Nasdaq  First Trust Low Duration Strategic Focus ETF                              First Trust Low Duration Strategic Focus ETF                                Monthly   Monthly     $0.0644                    
TERM    NYSE Arca NYSE ArcaEquityCompass Tactical Risk Manager ETF                                   EquityCompass Tactical Risk Manager ETF                                    Quarterly Quarterly    $0.1171                    
UCON    NYSE Arca NYSE ArcaFirst Trust TCW Unconstrained Plus Bond ETF                               First Trust TCW Unconstrained Plus Bond ETF                                 Monthly   Monthly     $0.0675                    
AFLG    NYSE Arca NYSE ArcaFirst Trust Active Factor Large Cap ETF                                   First Trust Active Factor Large Cap ETF                                    Quarterly Quarterly    $0.0400                    
AFMC    NYSE Arca NYSE ArcaFirst Trust Active Factor Mid Cap ETF                                     First Trust Active Factor Mid Cap ETF                                      Quarterly Quarterly    $0.0600                    
AFSM    NYSE Arca NYSE ArcaFirst Trust Active Factor Small Cap ETF                                   First Trust Active Factor Small Cap ETF                                    Quarterly Quarterly    $0.0650                    
                                                                                                                                                                                                                                  
INDEX EXCHANGE-TRADED FUNDS                                                                                                                                                                                                                          
                                                                                                                                                                                                                                  
First Trust Exchange-Traded AlphaDEX(R) Fund                                                                                                                                                                                          
FAB      Nasdaq    Nasdaq  First Trust Multi Cap Value AlphaDEX(R) Fund               First Trust Multi Cap Value AlphaDEX(R) Fund                Quarterly Quarterly    $0.3382                    
FAD      Nasdaq    Nasdaq  First Trust Multi Cap Growth AlphaDEX(R) Fund              First Trust Multi Cap Growth AlphaDEX(R) Fund               Quarterly Quarterly    $0.1610                    
FEX      Nasdaq    Nasdaq  First Trust Large Cap Core AlphaDEX(R) Fund                First Trust Large Cap Core AlphaDEX(R) Fund                 Quarterly Quarterly    $0.2543                    
FMK      Nasdaq    Nasdaq  First Trust Mega Cap AlphaDEX(R) Fund                      First Trust Mega Cap AlphaDEX(R) Fund                       Quarterly Quarterly    $0.1854                    
FNK      Nasdaq    Nasdaq  First Trust Mid Cap Value AlphaDEX(R) Fund                 First Trust Mid Cap Value AlphaDEX(R) Fund                  Quarterly Quarterly    $0.2633                    
FNX      Nasdaq    Nasdaq  First Trust Mid Cap Core AlphaDEX(R) Fund                  First Trust Mid Cap Core AlphaDEX(R) Fund                   Quarterly Quarterly    $0.3875                    
FNY      Nasdaq    Nasdaq  First Trust Mid Cap Growth AlphaDEX(R) Fund                First Trust Mid Cap Growth AlphaDEX(R) Fund                 Quarterly Quarterly    $0.1074                    
FTA      Nasdaq    Nasdaq  First Trust Large Cap Value AlphaDEX(R) Fund               First Trust Large Cap Value AlphaDEX(R) Fund                Quarterly Quarterly    $0.3019                    
FTC      Nasdaq    Nasdaq  First Trust Large Cap Growth AlphaDEX(R) Fund              First Trust Large Cap Growth AlphaDEX(R) Fund               Quarterly Quarterly    $0.1109                    
FXD     NYSE Arca NYSE ArcaFirst Trust Consumer Discretionary AlphaDEX(R) Fund        First Trust Consumer Discretionary AlphaDEX(R) Fund         Quarterly Quarterly    $0.1233                    
FXG     NYSE Arca NYSE ArcaFirst Trust Consumer Staples AlphaDEX(R) Fund              First Trust Consumer Staples AlphaDEX(R) Fund               Quarterly Quarterly    $0.2577                    
FXL     NYSE Arca NYSE ArcaFirst Trust Technology AlphaDEX(R) Fund                    First Trust Technology AlphaDEX(R) Fund                     Quarterly Quarterly    $0.0483                    
FXN     NYSE Arca NYSE ArcaFirst Trust Energy AlphaDEX(R) Fund                        First Trust Energy AlphaDEX(R) Fund                         Quarterly Quarterly    $0.0423                    
FXO     NYSE Arca NYSE ArcaFirst Trust Financials AlphaDEX(R) Fund                    First Trust Financials AlphaDEX(R) Fund                     Quarterly Quarterly    $0.2398                    
FXR     NYSE Arca NYSE ArcaFirst Trust Industrials/Producer Durables AlphaDEX(R) Fund First Trust Industrials/Producer Durables AlphaDEX(R) Fund  Quarterly Quarterly    $0.1120                    
FXU     NYSE Arca NYSE ArcaFirst Trust Utilities AlphaDEX(R) Fund                     First Trust Utilities AlphaDEX(R) Fund                      Quarterly Quarterly    $0.1758
Ticker                 Exchange                                                                                                                                                Fund Name                                                       Frequency              Ordinary              Short-Term              Long-Term               Special
                                                                                                                                                                                                                                                                                                                                                   Income                                 Capital Gain                              Capital Gain                              Distribution
                                                                                                                                                                                                                                                                                                                                                  Per Share                                 Per Share                                 Per Share                                 Per Share
                                                                                                                                                                                                                                                                                                                                                   Amount                                    Amount                                    Amount                                    Amount
--------------------                      --------------------                                                                                                        ------------------------------------------------------------------------------------------------------                      --------------------                      --------------------                      --------------------                      --------------------                      --------------------
FXZ                        NYSE Arca            NYSE Arca      First Trust Materials AlphaDEX(R) Fund                                                  First Trust Materials AlphaDEX(R) Fund                                                        Quarterly            Quarterly                   $0.2033              $0.2033            
FYC                         Nasdaq               Nasdaq        First Trust Small Cap Growth AlphaDEX(R) Fund                                           First Trust Small Cap Growth AlphaDEX(R) Fund                                                 Quarterly            Quarterly                   $0.1431              $0.1431            
FYT                         Nasdaq               Nasdaq        First Trust Small Cap Value AlphaDEX(R) Fund                                            First Trust Small Cap Value AlphaDEX(R) Fund                                                  Quarterly            Quarterly                   $0.1693              $0.1693            
FYX                         Nasdaq               Nasdaq        First Trust Small Cap Core AlphaDEX(R) Fund                                             First Trust Small Cap Core AlphaDEX(R) Fund                                                   Quarterly            Quarterly                   $0.3025              $0.3025            
                                                                                                                                                                                                                                                                                                                                                         
                                                                                                                                                 First Trust Exchange-Traded AlphaDEX(R) Fund II                                                                                                                                                             
FAUS                       NYSE Arca            NYSE Arca      First Trust Australia AlphaDEX(R) Fund                                                  First Trust Australia AlphaDEX(R) Fund                                                        Quarterly            Quarterly                   $1.0054              $1.0054            
FBZ                         Nasdaq               Nasdaq        First Trust Brazil AlphaDEX(R) Fund                                                     First Trust Brazil AlphaDEX(R) Fund                                                           Quarterly            Quarterly                   $1.3076              $1.3076            
FCA                         Nasdaq               Nasdaq        First Trust China AlphaDEX(R) Fund                                                      First Trust China AlphaDEX(R) Fund                                                            Quarterly            Quarterly                   $0.2411              $0.2411            
FCAN                        Nasdaq               Nasdaq        First Trust Canada AlphaDEX(R) Fund                                                     First Trust Canada AlphaDEX(R) Fund                                                           Quarterly            Quarterly                   $0.0684              $0.0684            
FDT                         Nasdaq               Nasdaq        First Trust Developed Markets ex-US AlphaDEX(R) Fund                                    First Trust Developed Markets ex-US AlphaDEX(R) Fund                                          Quarterly            Quarterly                   $0.6269              $0.6269            
FDTS                        Nasdaq               Nasdaq        First Trust Developed Markets ex-US Small Cap AlphaDEX(R) Fund                          First Trust Developed Markets ex-US Small Cap AlphaDEX(R) Fund                                Quarterly            Quarterly                   $0.4799              $0.4799            
FEM                         Nasdaq               Nasdaq        First Trust Emerging Markets AlphaDEX(R) Fund                                           First Trust Emerging Markets AlphaDEX(R) Fund                                                 Quarterly            Quarterly                   $0.0893              $0.0893            
FEMS                        Nasdaq               Nasdaq        First Trust Emerging Markets Small Cap AlphaDEX(R) Fund                                 First Trust Emerging Markets Small Cap AlphaDEX(R) Fund                                       Quarterly            Quarterly                   $0.6450              $0.6450            
FEP                         Nasdaq               Nasdaq        First Trust Europe AlphaDEX(R) Fund                                                     First Trust Europe AlphaDEX(R) Fund                                                           Quarterly            Quarterly                   $0.2320              $0.2320            
FEUZ                        Nasdaq               Nasdaq        First Trust Eurozone AlphaDEX(R) ETF                                                    First Trust Eurozone AlphaDEX(R) ETF                                                          Quarterly            Quarterly                   $0.1528              $0.1528            
FGM                         Nasdaq               Nasdaq        First Trust Germany AlphaDEX(R) Fund                                                    First Trust Germany AlphaDEX(R) Fund                                                          Quarterly            Quarterly                   $0.0631              $0.0631            
FHK                         Nasdaq               Nasdaq        First Trust Hong Kong AlphaDEX(R) Fund                                                  First Trust Hong Kong AlphaDEX(R) Fund                                                        Quarterly            Quarterly                   $0.0831              $0.0831            
FJP                         Nasdaq               Nasdaq        First Trust Japan AlphaDEX(R) Fund                                                      First Trust Japan AlphaDEX(R) Fund                                                            Quarterly            Quarterly                   $0.8119              $0.8119            
FKO                         Nasdaq               Nasdaq        First Trust South Korea AlphaDEX(R) Fund                                                First Trust South Korea AlphaDEX(R) Fund                                                      Quarterly            Quarterly                   $0.2799              $0.2799            
FKU                         Nasdaq               Nasdaq        First Trust United Kingdom AlphaDEX(R) Fund                                             First Trust United Kingdom AlphaDEX(R) Fund                                                   Quarterly            Quarterly                   $0.4909              $0.4909            
FLN                         Nasdaq               Nasdaq        First Trust Latin America AlphaDEX(R) Fund                                              First Trust Latin America AlphaDEX(R) Fund                                                    Quarterly            Quarterly                   $0.0549              $0.0549            
FPA                         Nasdaq               Nasdaq        First Trust Asia Pacific ex-Japan AlphaDEX(R) Fund                                      First Trust Asia Pacific ex-Japan AlphaDEX(R) Fund                                            Quarterly            Quarterly                   $0.4929              $0.4929            
                                                                                                                                                                                                                                                                                                                                                         
                                                                                                                                                                First Trust Exchange-Traded Fund                                                                                                                                                                            
DWPP                        Nasdaq               Nasdaq        First Trust Dorsey Wright People's Portfolio ETF                                                       First Trust Dorsey Wright People's Portfolio ETF                                                             Quarterly            Quarterly                   $0.0992              $0.0992            
EDOW                       NYSE Arca            NYSE Arca      First Trust Dow 30 Equal Weight ETF                                                                    First Trust Dow 30 Equal Weight ETF                                                                          Quarterly            Quarterly                   $0.1388              $0.1388            
FCG                        NYSE Arca            NYSE Arca      First Trust Natural Gas ETF                                                                            First Trust Natural Gas ETF                                                                                  Quarterly            Quarterly                   $0.1248              $0.1248            
FCTR                       Cboe BZX             Cboe BZX       First Trust Lunt U.S. Factor Rotation ETF                                                              First Trust Lunt U.S. Factor Rotation ETF                                                                    Quarterly            Quarterly                   $0.0709              $0.0709            
FDL                        NYSE Arca            NYSE Arca      First Trust Morningstar Dividend Leaders Index Fund                                                    First Trust Morningstar Dividend Leaders Index Fund                                                          Quarterly            Quarterly                   $0.3568              $0.3568            
FDM                        NYSE Arca            NYSE Arca      First Trust Dow Jones Select MicroCap Index Fund                                                       First Trust Dow Jones Select MicroCap Index Fund                                                             Quarterly            Quarterly                   $0.1473              $0.1473            
FIW                        NYSE Arca            NYSE Arca      First Trust Water ETF                                                                                  First Trust Water ETF                                                                                        Quarterly            Quarterly                   $0.0618              $0.0618            
FNI                        NYSE Arca            NYSE Arca      First Trust Chindia ETF                                                                                First Trust Chindia ETF                                                                                      Quarterly            Quarterly                   $0.0272              $0.0272            
FPX                        NYSE Arca            NYSE Arca      First Trust US Equity Opportunities ETF                                                                First Trust US Equity Opportunities ETF                                                                      Quarterly            Quarterly                   $0.1667              $0.1667            
FRI                        NYSE Arca            NYSE Arca      First Trust S&P REIT Index Fund                                                                        First Trust S&P REIT Index Fund                                                                              Quarterly            Quarterly                   $0.2058              $0.2058            
                                                                                                                                                                                                 
                                                                                                                                                                                                 
Ticker                     Exchange             Exchange       Fund Name                                                                                              Fund Name                                                                                                    Frequency            Frequency            Ordinary             Ordinary            Short-Term           Short-Term            Long-Term            Long-Term             Special              Special
                                                                                                                                                                                                                                                                                                                              Income               Income               Capital              Capital           Capital Gain         Capital Gain         Distribution         Distribution
                                                                                                                                                                                                                                                                                                                             Per Share            Per Share            Per Share            Per Share            Per Share            Per Share            Per Share            Per Share
                                                                                                                                                                                                                                                                                                                              Amount               Amount               Amount               Amount               Amount               Amount               Amount               Amount
-------------------- -------------------- -------------------- ------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------ -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- --------------------
                                                                                                                                                                                                                                                                                                                                                         
FTCS                        Nasdaq               Nasdaq        First Trust Capital Strength ETF                                                                       First Trust Capital Strength ETF                                                                             Quarterly            Quarterly                   $0.2023              $0.2023            
FVD                        NYSE Arca            NYSE Arca      First Trust Value Line(R) Dividend Index Fund                                           First Trust Value Line(R) Dividend Index Fund                                                 Quarterly            Quarterly                   $0.2007              $0.2007            
FVL                        NYSE Arca            NYSE Arca      First Trust Value Line(R) 100 Exchange-Traded Fund                                      First Trust Value Line(R) 100 Exchange-Traded Fund                                            Quarterly            Quarterly                   $0.0400              $0.0400            
QABA                        Nasdaq               Nasdaq        First Trust NASDAQ(R) ABA Community Bank Index Fund                                     First Trust NASDAQ(R) ABA Community Bank Index Fund                                           Quarterly            Quarterly                   $0.2626              $0.2626            
QCLN                        Nasdaq               Nasdaq        First Trust NASDAQ(R) Clean Edge(R) Green Energy Index Fund              First Trust NASDAQ(R) Clean Edge(R) Green Energy Index Fund                    Quarterly            Quarterly                   $0.0291              $0.0291            
QQEW                        Nasdaq               Nasdaq        First Trust NASDAQ-100 Equal Weighted Index Fund                                                       First Trust NASDAQ-100 Equal Weighted Index Fund                                                             Quarterly            Quarterly                   $0.1091              $0.1091            
QQXT                        Nasdaq               Nasdaq        First Trust NASDAQ-100 Ex-Technology Sector Index Fund                                                 First Trust NASDAQ-100 Ex-Technology Sector Index Fund                                                       Quarterly            Quarterly                   $0.0604              $0.0604            
QTEC                        Nasdaq               Nasdaq        First Trust NASDAQ-100-Technology Sector Index Fund                                                    First Trust NASDAQ-100-Technology Sector Index Fund                                                          Quarterly            Quarterly                   $0.2216              $0.2216            
TUSA                        Nasdaq               Nasdaq        First Trust Total US Market AlphaDEX(R) ETF                                             First Trust Total US Market AlphaDEX(R) ETF                                                   Quarterly            Quarterly                   $0.1226              $0.1226            
                                                                                                                                                                                                                                                                                                                                                         
First Trust Exchange-Traded Fund II                                                                                                                                                                                                                                                
BICK                        Nasdaq               Nasdaq        First Trust BICK Index Fund                                                                            First Trust BICK Index Fund                                                                                  Quarterly            Quarterly                   $0.1522              $0.1522            
CARZ                        Nasdaq               Nasdaq        First Trust NASDAQ Global Auto Index Fund                                                              First Trust NASDAQ Global Auto Index Fund                                                                    Quarterly            Quarterly                   $0.3022              $0.3022            
CIBR                        Nasdaq               Nasdaq        First Trust Nasdaq Cybersecurity ETF                                                                   First Trust Nasdaq Cybersecurity ETF                                                                         Quarterly            Quarterly                   $0.0472              $0.0472            
FAN                        NYSE Arca            NYSE Arca      First Trust Global Wind Energy ETF                                                                     First Trust Global Wind Energy ETF                                                                           Quarterly            Quarterly                   $0.1034              $0.1034            
FDD                        NYSE Arca            NYSE Arca      First Trust STOXX(R) European Select Dividend Index Fund                                First Trust STOXX(R) European Select Dividend Index Fund                                      Quarterly            Quarterly                   $0.0556              $0.0556            
FDNI                        Nasdaq               Nasdaq        First Trust Dow Jones International Internet ETF                                                       First Trust Dow Jones International Internet ETF                                                             Quarterly            Quarterly                   $0.3087              $0.3087            
FFR                        NYSE Arca            NYSE Arca      First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund                                  First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund                                        Quarterly            Quarterly                   $1.6227              $1.6227            
FGD                        NYSE Arca            NYSE Arca      First Trust Dow Jones Global Select Dividend Index Fund                                                First Trust Dow Jones Global Select Dividend Index Fund                                                      Quarterly            Quarterly                   $0.3039              $0.3039            
FLM                        NYSE Arca            NYSE Arca      First Trust Global Engineering and Construction ETF                                                    First Trust Global Engineering and Construction ETF                                                          Quarterly            Quarterly                   $0.1651              $0.1651            
FPXE                        Nasdaq               Nasdaq        First Trust IPOX Europe Equity Opportunities ETF                                                       First Trust IPOX Europe Equity Opportunities ETF                                                             Quarterly            Quarterly                   $0.1450              $0.1450            
FPXI                        Nasdaq               Nasdaq        First Trust International Equity Opportunities ETF                                                     First Trust International Equity Opportunities ETF                                                           Quarterly            Quarterly                   $0.0650              $0.0650            
FTAG                        Nasdaq               Nasdaq        First Trust Indxx Global Agriculture ETF                                                               First Trust Indxx Global Agriculture ETF                                                                     Quarterly            Quarterly                   $0.0447              $0.0447            
FTRI                        Nasdaq               Nasdaq        First Trust Indxx Global Natural Resources Income ETF                                                  First Trust Indxx Global Natural Resources Income ETF                                                        Quarterly            Quarterly                   $0.2155              $0.2155            
GRID                        Nasdaq               Nasdaq        First Trust NASDAQ(R) Clean Edge(R) Smart Grid Infrastructure Index Fund First Trust NASDAQ(R) Clean Edge(R) Smart Grid Infrastructure Index Fund       Quarterly            Quarterly                   $0.0802              $0.0802            
NXTG                        Nasdaq               Nasdaq        First Trust Indxx NextG ETF                                                                            First Trust Indxx NextG ETF                                                                                  Quarterly            Quarterly                   $0.2393              $0.2393            
SKYY                        Nasdaq               Nasdaq        First Trust Cloud Computing ETF                                                                        First Trust Cloud Computing ETF                                                                              Quarterly            Quarterly                   $0.0515              $0.0515            
                                                                                                                                                                                                                                                                                                                                                         
First Trust Exchange-Traded Fund VI                                                                                                                                                                                                                                                
AIRR                        Nasdaq               Nasdaq        First Trust RBA American Industrial Renaissance(R) ETF                                  First Trust RBA American Industrial Renaissance(R) ETF                                        Quarterly            Quarterly                   $0.0495              $0.0495            
DALI                        Nasdaq               Nasdaq        First Trust Dorsey Wright DALI 1 ETF                                                                   First Trust Dorsey Wright DALI 1 ETF                                                                         Quarterly            Quarterly                   $0.0425              $0.0425            
DDIV                        Nasdaq               Nasdaq        First Trust Dorsey Wright Momentum & Dividend ETF                                                      First Trust Dorsey Wright Momentum & Dividend ETF                                                            Quarterly            Quarterly                   $0.3034              $0.3034            
DVLU                        Nasdaq               Nasdaq        First Trust Dorsey Wright Momentum & Value ETF                                                         First Trust Dorsey Wright Momentum & Value ETF                                                               Quarterly            Quarterly                   $0.0964              $0.0964            
DVOL                        Nasdaq               Nasdaq        First Trust Dorsey Wright Momentum & Low Volatility ETF                                                First Trust Dorsey Wright Momentum & Low Volatility ETF                                                      Quarterly            Quarterly                   $0.1935              $0.1935            
FID                         Nasdaq               Nasdaq        First Trust S&P International Dividend Aristocrats ETF                                                 First Trust S&P International Dividend Aristocrats ETF                                                       Quarterly            Quarterly                   $0.2712              $0.2712            
FTXD                        Nasdaq               Nasdaq        First Trust Nasdaq Retail ETF                                                                          First Trust Nasdaq Retail ETF                                                                                Quarterly            Quarterly                   $0.0648              $0.0648            
FTXG                        Nasdaq               Nasdaq        First Trust Nasdaq Food & Beverage ETF                                                                 First Trust Nasdaq Food & Beverage ETF                                                                       Quarterly            Quarterly                   $0.0916              $0.0916
Ticker Exchange Exchange Fund Name                                                   Fund Name                                                    Frequency Frequency Ordinary  Ordinary      Short-Term           Short-Term            Long-Term            Long-Term             Special              Special
                                                                                                                                                                       Income    Income         Capital              Capital           Capital Gain         Capital Gain         Distribution         Distribution
                                                                                                                                                                      Per Share Per Share      Per Share            Per Share            Per Share            Per Share            Per Share            Per Share
                                                                                                                                                                       Amount    Amount         Amount               Amount               Amount               Amount               Amount               Amount
------ -------- -------- ----------------------------------------------------------- ----------------------------------------------------------- --------- --------- --------- --------- -------------------- -------------------- -------------------- -------------------- -------------------- --------------------
FTXH    Nasdaq   Nasdaq  First Trust Nasdaq Pharmaceuticals ETF                      First Trust Nasdaq Pharmaceuticals ETF                       Quarterly Quarterly  $0.0411   $0.0411            
FTXL    Nasdaq   Nasdaq  First Trust Nasdaq Semiconductor ETF                        First Trust Nasdaq Semiconductor ETF                         Quarterly Quarterly  $0.1025   $0.1025            
FTXN    Nasdaq   Nasdaq  First Trust Nasdaq Oil & Gas ETF                            First Trust Nasdaq Oil & Gas ETF                             Quarterly Quarterly  $0.0669   $0.0669            
FTXO    Nasdaq   Nasdaq  First Trust Nasdaq Bank ETF                                 First Trust Nasdaq Bank ETF                                  Quarterly Quarterly  $0.2245   $0.2245            
FTXR    Nasdaq   Nasdaq  First Trust Nasdaq Transportation ETF                       First Trust Nasdaq Transportation ETF                        Quarterly Quarterly  $0.0860   $0.0860            
FV      Nasdaq   Nasdaq  First Trust Dorsey Wright Focus 5 ETF                       First Trust Dorsey Wright Focus 5 ETF                        Quarterly Quarterly  $0.0830   $0.0830            
FVC     Nasdaq   Nasdaq  First Trust Dorsey Wright Dynamic Focus 5 ETF               First Trust Dorsey Wright Dynamic Focus 5 ETF                Quarterly Quarterly  $0.0966   $0.0966            
IFV     Nasdaq   Nasdaq  First Trust Dorsey Wright International Focus 5 ETF         First Trust Dorsey Wright International Focus 5 ETF          Quarterly Quarterly  $0.3354   $0.3354            
LEGR    Nasdaq   Nasdaq  First Trust Indxx Innovative Transaction & Process ETF      First Trust Indxx Innovative Transaction & Process ETF       Quarterly Quarterly  $0.1065   $0.1065            
MDIV    Nasdaq   Nasdaq  Multi-Asset Diversified Income Index Fund                   Multi-Asset Diversified Income Index Fund                     Monthly   Monthly   $0.0851   $0.0851            
RDVY    Nasdaq   Nasdaq  First Trust Rising Dividend Achievers ETF                   First Trust Rising Dividend Achievers ETF                    Quarterly Quarterly  $0.1881   $0.1881            
RNDM    Nasdaq   Nasdaq  Developed International Equity Select ETF                   Developed International Equity Select ETF                    Quarterly Quarterly  $0.6173   $0.6173            
RNDV    Nasdaq   Nasdaq  US Equity Dividend Select ETF                               US Equity Dividend Select ETF                                Quarterly Quarterly  $0.2814   $0.2814            
RNEM    Nasdaq   Nasdaq  Emerging Markets Equity Select ETF                          Emerging Markets Equity Select ETF                           Quarterly Quarterly  $0.1025   $0.1025            
RNLC    Nasdaq   Nasdaq  Large Cap US Equity Select ETF                              Large Cap US Equity Select ETF                               Quarterly Quarterly  $0.1118   $0.1118            
RNMC    Nasdaq   Nasdaq  Mid Cap US Equity Select ETF                                Mid Cap US Equity Select ETF                                 Quarterly Quarterly  $0.1344   $0.1344            
RNSC    Nasdaq   Nasdaq  Small Cap US Equity Select ETF                              Small Cap US Equity Select ETF                               Quarterly Quarterly  $0.1451   $0.1451            
ROBT    Nasdaq   Nasdaq  First Trust Nasdaq Artificial Intelligence and Robotics ETF First Trust Nasdaq Artificial Intelligence and Robotics ETF  Quarterly Quarterly  $0.0114   $0.0114            
SDVY    Nasdaq   Nasdaq  First Trust SMID Cap Rising Dividend Achievers ETF          First Trust SMID Cap Rising Dividend Achievers ETF           Quarterly Quarterly  $0.1281   $0.1281            
TDIV    Nasdaq   Nasdaq  First Trust NASDAQ Technology Dividend Index Fund           First Trust NASDAQ Technology Dividend Index Fund            Quarterly Quarterly  $0.3236   $0.3236

FTA is a federally registered investment advisor and serves as the Funds' investment advisor. FTA and its affiliate First Trust Portfolios L.P. ("FTP"), a FINRA registered broker-dealer, are privately-held companies that provide a variety of investment services. FTA has collective assets under management or supervision of approximately $141 billion as of November 30, 2019 through unit investment trusts, exchange-traded funds, closed-end funds, mutual funds and separate managed accounts. FTA is the supervisor of the First Trust unit investment trusts, while FTP is the sponsor. FTP is also a distributor of mutual fund shares and exchange-traded fund creation units. FTA and FTP are based in Wheaton, Illinois.

You should consider the investment objectives, risks, charges and expenses of a Fund before investing. Prospectuses for the Funds contain this and other important information and are available free of charge by calling toll-free at 1-800-621-1675 or visiting www.ftportfolios.com. A prospectus should be read carefully before investing.

Past performance is no assurance of future results. Investment return and market value of an investment in a Fund will fluctuate. Shares, when sold, may be worth more or less than their original cost.

Principal Risk Factors: A Fund's shares will change in value, and you could lose money by investing in a Fund. An investment in a Fund is not a deposit of a bank and is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency. There can be no assurance that a Fund's investment objectives will be achieved. An investment in a Fund involves risks similar to those of investing in any portfolio of equity securities traded on exchanges. The risks of investing in each Fund are spelled out in its prospectus, shareholder report, and other regulatory filings.

An Index ETF seeks investment results that correspond generally to the price and yield of an index. You should anticipate that the value of an Index Fund's shares will decline, more or less, in correlation with any decline in the value of the index. An Index Fund's return may not match the return of the index. Unlike a Fund, the indices do not actually hold a portfolio of securities and therefore do not incur the expenses incurred by a Fund.

Investors buying or selling Fund shares on the secondary market may incur customary brokerage commissions. Investors who sell Fund shares may receive less than the share's net asset value. Shares may be sold throughout the day on the exchange through any brokerage account. However, unlike mutual funds, shares may only be redeemed directly from a Fund by authorized participants, in very large creation/redemption units. If a Fund's authorized participants are unable to proceed with creation/redemption orders and no other authorized participant is able to step forward to create or redeem, Fund shares may trade at a discount to a Fund's net asset value and possibly face delisting.

One of the principal risks of investing in a Fund is market risk. Market risk is the risk that a particular security owned by a Fund, Fund shares or securities in general may fall in value.

An actively managed ETF is subject to management risk because it is an actively managed portfolio. In managing such a Fund's investment portfolio, the portfolio managers, management teams, advisor or sub-advisor, will apply investment techniques and risk analyses that may not have the desired result.

A Fund that is concentrated in securities of companies in a certain sector or industry involves additional risks, including limited diversification. An investment in a Fund concentrated in a single country or region may be subject to greater risks of adverse events and may experience greater volatility than a Fund that is more broadly diversified geographically.

Certain Funds may invest in small-capitalization and mid-capitalization companies. Such companies may experience greater price volatility than larger, more established companies.

There is no guarantee that the issuers of the securities in any Fund will declare dividends in the future or that, if declared, they will either remain at current levels or increase over time.

An investment in a Fund containing securities of non-U.S. issuers is subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. These risks may be heightened for securities of companies located in, or with significant operations in, emerging market countries. A Fund may invest in depositary receipts which may be less liquid than the underlying shares in their primary trading market.

Investments in sovereign bonds involve special risks because the governmental authority that controls the repayment of the debt may be unwilling or unable to repay the principal and/or interest when due. In times of economic uncertainty, the prices of these securities may be more volatile than those of corporate debt obligations or of other government debt obligations.

A Fund that invests in the European region is subject to certain risks because member states in the European Union no longer control their own monetary policies, money supply and official interest rates for the Euro. Rather, such control is exercised by the European Central Bank.

Certain securities held by certain of the Funds are subject to credit risk, call risk, income risk, inflation risk, interest rate risk, prepayment risk, and zero coupon risk. Credit risk is the risk that an issuer of a security will be unable or unwilling to make dividend, interest and/or principal payments when due and that the value of a security may decline as a result. Credit risk is heightened for floating-rate loans and high-yield securities. Call risk is the risk that if an issuer calls higher-yielding debt instruments held by a Fund, performance could be adversely impacted. Income risk is the risk that income from a Fund's fixed-income investments could decline during periods of falling interest rates. Inflation risk is the risk that the value of assets or income from investments will be less in the future as inflation decreases the value of money. Interest rate risk is the risk that the value of the fixed-income securities in a Fund will decline because of rising market interest rates. Prepayment risk is the risk that during periods of falling interest rates, an issuer may exercise its right to pay principal on an obligation earlier than expected. This may result in a decline in a Fund's income. Zero coupon risk is the risk that zero coupon bonds may be highly volatile as interest rates rise or fall.

Senior floating-rate loans are usually rated below investment grade but may also be unrated. As a result, the risks associated with these loans are similar to the risks of high-yield fixed income instruments. High-yield securities, or "junk" bonds, are subject to greater market fluctuations and risk of loss than securities with higher ratings, and therefore, may be highly speculative. These securities are issued by companies that may have limited operating history, narrowly focused operations, and/or other impediments to the timely payment of periodic interest and principal at maturity. The market for high-yield securities is smaller and less liquid than that for investment grade securities.

Income from municipal bonds held by a Fund could be declared taxable because of, among other things, unfavorable changes in tax laws, adverse interpretations by the Internal Revenue Service or state tax authorities, or noncompliant conduct of a bond issuer. Income from municipal bonds held by a Fund may be subject to the federal alternative minimum income tax.

Convertible securities have characteristics of both equity and debt securities and, as a result, are exposed to certain additional risks. The values of certain synthetic convertible securities will respond differently to market fluctuations than a traditional convertible security because such synthetic convertibles are composed of two or more separate securities or instruments, each with its own market value. A Fund is subject to the credit risk associated with the counterparty creating the synthetic convertible instrument. Synthetic convertible securities may also be subject to the risks associated with derivatives.

Exchange-traded notes ("ETNs") are senior, unsecured, unsubordinated debt securities whose returns are linked to the performance of a particular market benchmark or strategy minus applicable fees. The value of an ETN may be influenced by various factors.

Real estate investment trusts ("REITs") and real estate operating companies ("REOCs") are subject to certain risks, including changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Master limited partnerships ("MLPs") are subject to certain risks, including price and supply fluctuations caused by international politics, energy conservation, taxes, price controls, and other regulatory policies of various governments. In addition, there is the risk that an MLP could be taxed as a corporation, resulting in decreased returns from such MLP.

Blockchain technology is an entirely new and relatively untested technology and may never be implemented to a scale that provides identifiable economic benefit to the companies included in a blockchain index. Blockchain systems could be vulnerable to fraud. There is little regulation of blockchain technology and because blockchain technology systems may operate across many national boundaries and regulatory jurisdictions, it is possible that it may be subject to widespread and inconsistent regulation. The values of the companies included in a blockchain index may not be a reflection of their connection to blockchain technology, but may be based on other business operations. Currently, blockchain technology is primarily used for the recording of transactions in digital currency, which are extremely speculative, unregulated and volatile. Because digital assets registered in a blockchain do not have a standardized exchange, like a stock market, there is less liquidity for such assets and greater possibility of fraud or manipulation.

A Fund may invest in robotics and artificial intelligence companies, which may have limited product lines, markets, financial resources or personnel and are subject to the risks of changes in business cycles, world economic growth, technological progress, and government regulation. These companies are also heavily dependent on intellectual property rights, and challenges to or misappropriation of such rights could have a material adverse effect on such companies. Securities of robotics and artificial intelligence companies tend to be more volatile than securities of companies that rely less heavily on technology. Robotics and artificial intelligence companies typically engage in significant amounts of spending on research and development, and rapid changes to the field could have a material adverse effect on a company's operating results.

The use of futures, options, and other derivatives can lead to losses because of adverse movements in the price or value of the underlying asset, index or rate, which may be magnified by certain features of the derivatives. These risks are heightened when a Fund's portfolio managers use derivatives to enhance a Fund's return or as a substitute for a position or security, rather than solely to hedge (or offset) the risk of a position or security held by a Fund.

The stocks of companies that have recently conducted an initial public offering have exhibited above-average price appreciation in connection with the initial public offering prior to inclusion in a Fund, which may not continue, and these investments may be subject to additional risks, price volatility and speculative trading.

A Fund may effect a portion of creations and redemptions for cash, rather than in-kind securities. As a result, an investment in a Fund may be less tax-efficient than an investment in an exchange-traded fund that effects its creations and redemptions for in-kind securities.

Commodity futures contracts traded on non-U.S. exchanges or with non-U.S. counterparties present risks because they may not be subject to the same degree of regulation as their U.S. counterparts.

A Fund's investment in repurchase agreements may be subject to market and credit risk with respect to the collateral securing the repurchase agreements.

Alternative investments may employ complex strategies, have unique investment and risk characteristics and may not be suitable for all investors.

Certain Funds may invest in other investment companies, including closed-end funds ("CEFs"), ETFs and affiliated ETFs, which involves additional expenses that would not be present in a direct investment in the underlying funds. In addition, a Fund's investment performance and risks may be related to the investment and performance of the underlying funds.

A Fund may invest in U.S. government obligations. U.S. Treasury obligations are backed by the "full faith and credit" of the U.S. government. Securities issued or guaranteed by federal agencies and U.S. government sponsored instrumentalities may or may not be backed by the full faith and credit of the U.S. government.

Short selling creates special risks which could result in increased volatility of returns. In times of unusual or adverse market, economic, regulatory or political conditions, a Fund may not be able, fully or partially, to implement its short selling strategy.

Certain Funds may invest in distressed securities, and many distressed securities are illiquid or trade in low volumes and thus may be more difficult to value. Illiquid securities involve the risk that the securities will not be able to be sold at the time desired by the Fund or at prices approximately the value at which the Fund is carrying the securities on its books.

Because the shares of CEFs cannot be redeemed upon demand, shares of many CEFs will trade on exchanges at market prices rather than net asset value, which may cause the shares to trade at a price greater than the net asset value ("NAV") (premium) or less than NAV (discount). There can be no assurance that the market discount on shares of any CEF purchased by a Fund will ever decrease or that when a Fund seeks to sell shares of a CEF, it can receive the NAV for those shares. A Fund may also be exposed to higher volatility in the market due to indirect use of leverage through its investment in CEFs. CEFs may issue senior securities in an attempt to enhance returns.

First Trust Managed Futures Strategy Fund, First Trust Alternative Absolute Return Strategy ETF and First Trust Global Tactical Commodity Strategy Fund do not invest directly in futures instruments. Rather, they invest in a wholly-owned subsidiary, which will have the same investment objective as the funds, but unlike the funds, it may invest without limitation in futures instruments. The subsidiary is not registered under the 1940 Act and is not subject to all the investor protections of the 1940 Act. Thus, a fund, as an investor in the subsidiary, will not have all the protections offered to investors in registered investment companies.

Certain Funds have fewer assets than larger, more established funds, and like other relatively new funds, large inflows and outflows may impact such Funds' market exposure for limited periods of time.

"AlphaDEX(R)" is a registered trademark of First Trust Portfolios L.P. First Trust Portfolios L.P. has obtained a patent for the AlphaDEX(R) stock selection methodology from the United States Patent and Trademark Office.

Nasdaq(R), NASDAQ-100(R), NASDAQ-100 Index(R), NASDAQ-100 Technology Sector Index(SM), NASDAQ-100 Ex-Tech Sector Index(SM), NASDAQ-100 Equal Weighted Index(SM), NASDAQ OMX Global Auto Index(SM) and Nasdaq CTA Artificial Intelligence and Robotics Index(SM), are trademarks of Nasdaq, Inc. (which with its affiliates is referred to as the "Corporations") and are licensed for use by FTA. The Funds have not been passed on by the Corporations as to its legality or suitability. The Funds are not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.

Nasdaq(R) and Clean Edge(R) are the registered trademarks (the "Marks") of Nasdaq, Inc. ("Nasdaq") and Clean Edge, Inc. ("Clean Edge") respectively. Nasdaq and Clean Edge are, collectively with their affiliates, the "Corporations". The Marks are licensed for use by FTA. The Funds have not been passed on by the Corporations as to its legality or suitability. The Funds are not issued, endorsed, sold or promoted by the Corporations. The Funds should not be construed in any way as investment advice by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.

Nasdaq(R) and NASDAQ OMX(R) ABA Community Bank Index(SM) are trademarks of Nasdaq, Inc. and American Bankers Association, (Nasdaq and ABA, collectively with their affiliates, are referred to as the "Corporations") and are licensed for use by FTA. The Funds have not been passed on by the Corporations as to its legality or suitability. The Funds are not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUND.

Nasdaq(R), NASDAQ Technology Dividend Index(SM), NASDAQ US Multi-Asset Diversified Income Index(SM) and NASDAQ US Rising Dividend Achievers Index(SM) are registered trademarks and service marks of Nasdaq, Inc. (which with its affiliates is referred to as the "Corporations") and are licensed for use by FTA. The Funds have not been passed on by the Corporations as to its legality or suitability. The Funds are not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.

The Capital Strength Index(TM) is the trademark (the "Mark") of Nasdaq. The Mark is licensed for use by First Trust Portfolios L.P. The Funds have not been passed on by Nasdaq as to its legality or suitability. The Fund is not issued, endorsed, sold or promoted by Nasdaq. The Fund should not be construed in any way as investment advice by Nasdaq. NASDAQ MAKES NO WARRANTIES AND BEARS NO LIABILITY WITH RESPECT TO THE FUND OR THE CAPITAL STRENGTH INDEX(TM).

"Value Line(R)", "Value Line(R) 100 Index" and "Value Line(R) Dividend Index" are trademarks or registered trademarks of Value Line, Inc. ("Value Line") in the United States and other countries and have been licensed for use for certain purposes by FTA. These products are not sponsored, endorsed, recommended, sold or promoted by Value Line and Value Line makes no representation regarding the advisability of investing in products utilizing such strategy. First Trust Advisors L.P. is not affiliated with any Value Line company.

Standard & Poor's(R) and S&P(R) are registered trademarks of Standard & Poor's Financial Services LLC ("S&P") and have been licensed for use by FTA. The First Trust S&P REIT Index Fund is not sponsored, endorsed, sold or promoted by S&P or its affiliates, and S&P and its affiliates make no representation, warranty or condition regarding the advisability of buying, selling or holding shares of the First Trust S&P REIT Index Fund.

Morningstar is a registered trademark of Morningstar, Inc. and has been licensed for use by FTA. The First Trust Morningstar Dividend Leaders Index Fund is not sponsored, endorsed, issued, sold or promoted by Morningstar, Inc., nor does this company make any representation regarding the advisability of investing in First Trust Morningstar Dividend Leaders Index Fund.

The Dow Jones Select MicroCap Index(SM) and Dow Jones Global Select Dividend Index(SM) are products of S&P Dow Jones Indices LLC ("SPDJI") and have been licensed for use by First Trust. Dow Jones(R), Dow Jones Select MicroCap Index(SM), and Dow Jones Global Select Dividend Index(SM) are trademarks of Dow Jones Trademark Holdings LLC ("Dow Jones"), and have been licensed to SPDJI and have been sublicensed for use for certain purposes by FTA on behalf of the Funds. First Trust's ETFs, based on Dow Jones Indexes, are not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones or their respective affiliates, and none of them makes any representation regarding the advisability of investing in such products.

The STOXX Europe Select Dividend 30 Index and the trademarks used in the index name are the intellectual property of STOXX Limited, Zurich, Switzerland and/or its licensors. The index is used under license from STOXX. The ETF based on the index is in no way sponsored, endorsed, sold or promoted by STOXX and/or its licensors and neither STOXX nor its licensors shall have any liability with respect thereto.

A patent with respect to the IPOX(R) index methodology has been issued (U.S. Pat. No. 7,698,197). IPOX(R) is a registered international trademark of IPOX(R) Schuster LLC (www.ipoxschuster.com).

The First Trust Natural Gas ETF, First Trust Water ETF, First Trust Global Engineering and Construction ETF, First Trust Global Wind Energy ETF, First Trust Cloud Computing ETF and First Trust BICK Index Fund are not sponsored, endorsed, sold or promoted by the International Securities Exchange ("ISE"). ISE makes no representation or warranty, express or implied, to the owners of the Funds or any member of the public regarding the advisability of trading in the Funds. ISE's only relationship to First Trust is the licensing of certain trademarks and trade names of ISE and of the indexes which are determined, composed and calculated by ISE without regard to First Trust or the Funds.

The FTSE EPRA/NAREIT Developed Index is calculated by FTSE International Limited ("FTSE"). FTSE does not sponsor, endorse or promote the First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund. All copyright in the index values and constituent list vests in FTSE and/or its licensors. FTA and the First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund has obtained full license from FTSE to use such copyright in the creation of the First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund. "FTSE(R)", "FT-SE(R)" and "Footsie(R)" are trademarks jointly owned by the London Stock Exchange Plc and the Financial Times Limited and are used by FTSE under license. "NAREIT(R)" is the trademark of the National Association of Real Estate Investment Trusts and "EPRA(R)" is the trademark of the European Public Real Estate Association and are used by FTSE under license.

First Trust Dorsey Wright Focus 5 ETF, First Trust Dorsey Wright International Focus 5 ETF and First Trust Dorsey Wright Dynamic Focus 5 ETF are not sponsored, endorsed, sold or promoted by Dorsey Wright. Dorsey Wright makes no representation or warranty, express or implied, to the owners of the Funds or any member of the public regarding the advisability of trading in the Funds. Dorsey Wright's only relationship to First Trust is the licensing of certain trademarks and trade names of Dorsey Wright and of the index, which is determined, composed and calculated by Dorsey Wright without regard to First Trust or the Funds.

First Trust Indxx Global Agriculture ETF and First Trust Indxx Global Natural Resources Income ETF are not sponsored, endorsed, sold or promoted by Indxx, LLC. Indxx, LLC makes no representation or warranty, express or implied, to the owners of the Funds or any member of the public regarding the advisability of trading in the Funds. Indxx, LLC's only relationship to First Trust is the licensing of certain trademarks and trade names of Indxx, LLC, the Indxx Global Natural Resources Income Index and the Indxx Global Agriculture Index which are determined, composed and calculated by Indxx, LLC without regard to First Trust or the Funds.

The Dow Jones Industrial Average(R) Equal Weight Index is a product of S&P Dow Jones Indices LLC ("SPDJI"), and has been licensed for use by First Trust. Dow Jones(R) and Dow Jones Industrial Average(R) Equal Weight Index are trademarks of Dow Jones Trademark Holdings LLC ("Dow Jones") and have been licensed to SPDJI and have been sublicensed for use for certain purposes by First Trust on behalf of the Fund. The First Trust Dow 30 Equal Weight Index Fund is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones or their respective affiliates and none of them makes any representation regarding the advisability of investing in such product.

"Indxx" and "Indxx Blockchain Index" are trademarks of Indxx, LLC and have been licensed for use for certain purposes by First Trust Advisors L.P. First Trust Indxx Innovative Transaction & Process ETF is based on the Indxx Blockchain Index and is not sponsored, endorsed, sold or promoted by Indxx, LLC, and Indxx, LLC makes no representation regarding the advisability of trading in such product.

The Lunt Capital Large Cap Factor Rotation Index (The "Index") is the property of Lunt Capital Management, Inc., which has contracted with Nasdaq, Inc. to calculate and maintain the Index. The First Trust Lunt U.S. Factor Rotation ETF (the "Fund") is not sponsored, endorsed, sold or promoted by Nasdaq, Inc. or its affiliates (Nasdaq, with its affiliates, are referred to as the "Corporations"). The Corporations have not passed on the legality or suitability of, or the accuracy or adequacy of descriptions and disclosures relating to, the Fund. The Corporations make no representation or warranty, express or implied to the owners of the Fund or any member of the public regarding the advisability of investing in securities generally or in the Fund particularly, or the ability of the index to track general stock performance.

The First Trust Dorsey Wright Momentum & Dividend ETF, the First Trust Dorsey Wright Momentum & Value ETF and the First Trust Dorsey Wright Momentum & Low Volatility ETF (collectively, the "Funds") are not sponsored, endorsed, sold or promoted by Nasdaq, Inc. or its affiliates (Nasdaq, with its affiliates, are referred to as the "Corporations"). The Corporations have not passed on the legality or suitability of, or the accuracy or adequacy of descriptions and disclosures relating to, the Funds. The Corporations make no representation or warranty, express or implied to the owners of the Funds or any member of the public regarding the advisability of investing in securities generally or in the Funds particularly, or the ability of the indexes to track general stock performance.

Standard & Poor's(R) and S&P(R) are registered trademarks of Standard & Poor's Financial Services LLC ("S&P") and have been licensed for use by First Trust Advisors L.P. The First Trust S&P International Dividend Aristocrats ETF is not sponsored, endorsed, sold or promoted by S&P or its affiliates, and S&P and its affiliates make no representation, warranty or condition regarding the advisability of buying, selling or holding shares of the First Trust S&P International Dividend Aristocrats ETF.

The First Trust Dorsey Wright DALI 1 ETF is not sponsored, endorsed, sold or promoted by Nasdaq, Inc. Nasdaq, Inc. makes no representation or warranty, express or implied, to the owners of the Fund or any member of the public regarding the advisability of trading in the Fund. Nasdaq Inc.'s only relationship to First Trust is the licensing of certain trademarks and trade names of Nasdaq, Inc. and of the index, which is determined, composed and calculated by Nasdaq, Inc. or its agent, without regard to First Trust or the Fund.

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191212005851/en/

SOURCE: First Trust Advisors L.P.

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